The SoD Matrix is now stored in the ENISA Github Repository

SoD-Matrix : Segregation (or separation) of Duties (SoD) Matrix for CSIRTs, LEA and Judiciary

This is the Segregation (or separation) of Duties (SoD) Matrix for CSIRTs, LEA and Judiciary. See An overview on enhancing technical cooperation between CSIRTs and LE.

The SoD matrix is made available in

JSON: a machine readable format (JSON) : machinetag.json
MD: a human deable format (MD) : sod.md
Galaxy/Cluster: a format usable by MISP : galaxies_sod-matrix.json and clusters_sod-matrix.json ; available under MISP galaxy and cluster.

Format

The SoD is build from the machinetag.json file. There are three phases (prior-to-incident-crime, during-the-incident-crime and post-incident-crime) and four actors (CSIRT, LEA, Judiciary and Prosecutors). Each phase consists of multiple duties.

RSCI - COBIT5

The RSCI method used to fill in the SoD matrix is inspired by COBIT5 methodology in particular the RACI Charts and is used to assign the four following roles (R-Responsible, C-Consulted, S-Supporting, I-informed) to CSIRT, LE and judiciary communities when they perform their duties during the cybercrime investigation lifecycle phases. It should be noted that when CSIRTs/LE/Prosecutors/Judges are responsible (R) for a specific duty, this means that they are also accountable when performing this duty. More than one role can be assigned to each community for describing the performance of their duties.

Because each country or constituency can have their own interpretation of the roles and duties per actors, the JSON file assigns a generic role with 'x', without determing the exact role (R,C,S,I). During the conversion from machinetag to the MISP galaxy, entries for all the roles (meaning R, C, S and I) are included.

Indicative examples

The tasks and ticks in the SoD matrix are for now indicative examples.

Summary

JSON, machine reabable: only generic roles (with x) per duties
MISP Galaxy: MISP readable, all roles (RCSI) per duties

Updating the table

Change machinetag.json
Run the conversion script, create the MD version for human readable or the Galaxy version for MISP galaxy (or both)
If MISP, remove the last comma in the cluster file
Copy the file into MISP
Update Galaxies in MISP

Conversion

Create the table

Run the script machinetag2human.py with input machinetag.json python3 machinetag2human.py machinetag.json md

Create the MISP Galaxy and Clusters

Run the script machinetag2human.py with input machinetag.json python3 machinetag2human.py machinetag.json galaxy

!! After the conversion, you need to remove the last comman in the cluster file.

Copy the files into your MISP installation and then update the Galaxies in MISP.

cp clusters_sod-matrix.json /var/www/MISP/app/files/misp-galaxy/clusters/sod-matrix-reverse.json
cp galaxies_sod-matrix.json /var/www/MISP/app/files/misp-galaxy/galaxies/sod-matrix-reverse.json

MISP example

SoD Matrix

IMPORTANT

The below tasks and ticks in the SoD matrix are indicative examples.

Segregation (or separation) of Duties (SoD) Matrix for CSIRTs, LEA and Judiciary (human readable version)

This is the Segregation (or separation) of Duties (SoD) Matrix for CSIRTs, LEA and Judiciary. This SoD is also available as a MISP taxonomy. See An overview on enhancing technical cooperation between CSIRTs and LE Version: 1 Generated from machine readable version. Please DO NOT edit this file directly in github, rather use the machinetag.json file.

Phase	Cybercrime Fighting Activities	CSIRT	LEA	Judge	Prosec	Training topics
Prior to incident/crime	Delivering training	x	x	x	x	Problem-solving and critical thinking skills
Prior to incident/crime	Participating in training	x	x	x	x	Problem-solving and critical thinking skills
Prior to incident/crime	Collecting cyber threat intelligence	x	x		x	Knowledge of cyber threat intelligence landscape
Prior to incident/crime	Analysis of vulnerabilities and threats	x	x		x	Development and distribution of tools for preventive and reactive mitigation
Prior to incident/crime	Issuing recommendations for new vulnerabilities and threats	x				Dealing with specific types of threats and vulnerabilities
Prior to incident/crime	Advising potential victims on preventive measures against cybercrime	x	x			Raising awareness on preventive measures against cybercrime
During the incident/crime	Discovery of the cyber security incident/crime	x	x			Digital investigations; forensics tools; penetration testing; vulnerability scanning; flow analysis
During the incident/crime	Identification and classification of the cyber security incident/crime	x	x		x	Incident and crime classification and identification
During the incident/crime	Identify the type and severity of the compromise	x	x		x	Knowledge of cyber threats and incident response procedures
During the incident/crime	Evidence collection	x	x		x	Knowledge of what kind of data to collect; organisation skills
During the incident/crime	Providing technical expertise	x				Technical skills
During the incident/crime	Preserving the evidence that may be crucial for the detection of a crime in a criminal trial	x	x		x	Digital investigations; forensics tools;
During the incident/crime	Advising the victim to report / obligation to report a cybercrime to law enforcement (LE)	x			x	Obligations and restriction on information sharing; communication channels
During the incident/crime	Duty to inform the victim of a cybercrime	x	x		x	Obligations and restrictions to the information sharing
During the incident/crime	Duty to inform other stakeholders/authorities (operators of vulnerable systems, data protection authorities, telecommunications authorities, etc.)	x				Obligations and rules for information sharing among communities
During the incident/crime	Acting as a single point of contact (PoC) for any communication with other EU Member States for the incident handling	x				Communication skills; communication channel
During the incident/crime	Mitigation of an incident	x				Well-prepared & well-organised to react promptly in an incident
During the incident/crime	Conducting the criminal investigation		x		x	Knowledge of the legal framework; decision- making skills
During the incident/crime	Leading the criminal investigation			x	x	Knowledge of the incident response plan; leadership skills
During the incident/crime	In the case of disagreement, the final say for an investigation			x	x	Knowledge of the legal framework; decision- making skills
During the incident/crime	Authorizing the investigation carried out by the LE		x	x	x	Decision-making in the criminal procedure
During the incident/crime	Ensuring that fundamental rights are respected during the investigation and prosecution	x	x	x	x	Fundamental rights in criminal investigations and prosecutions
Post incident/crime	Systems recovery	x				Technical skills
Post incident/crime	Protecting the constituency	x				Drafting and establishing procedures; technical knowledge
Post incident/crime	Preventing and containing IT incidents from a technical point of view	x				Technical skills pertaining to system administration, network administration, technical support or intrusion detection
Post incident/crime	Analysis and interpretation of collected evidence		x	x	x	Criminalistics, digital forensics, admissible evidence
Post incident/crime	Requesting testimonies from CSIRTs and LE			x	x	Testimonies in a criminal trial
Post incident/crime	Admitting and assessing the evidence			x	x	Evidence in a criminal trial
Post incident/crime	Judging who committed a crime			x		Technical knowledge and knowledge of the legal framework
Post incident/crime	Assessing incident damage and cost	x	x	x	x	Evaluation skills
Post incident/crime	Reviewing the response and update policies and procedures	x				Knowledge how to draft an incident response and procedures

cudeso / SoD-Matrix